Conduct And Practices Handbook Course Cph Pdf Reader
Canadian Securities Course, The Conduct and Practices Handbook Course, and the Branch. (CSC) and Conduct &. Practices Handbook (CPH) in order to re- qualify for registration, may apply these two courses. Fsx Fsuipc 4 09 Download Adobe. Required to re-write the CSC and CPH, and will maintain the exemption from the Professional.
Biohazard 1 5 Download Pcsx2 more. • • • • Advancing financial careers since 1987 Foran Conduct and Practices Handbook Course Exam Preparation Seminar Foran Class Code: FCPC The Foran Conduct and Practices Handbook seminar prepares you to pass your Canadian securities CPH exam and is designed for individuals who are being registered to sell securities in Canada. CPH Course Content Covered: This two-day Conduct and Practices Handbook Course seminar covers Canadian securities registrant code of ethics and standards of conduct. Key topic areas include: regulation of the securities industry and registration of securities industry participants; dealing with clients, opening accounts, sales and trading conduct, placing orders, types of accounts and orders; special transactions and products; rules and regulations of the stock exchanges, securities commissions. Practical applications of the rules and regulations will be discussed to give the participant a better understanding of how the investment business functions. Toronto Dates: November 2-3 January 8-9 March 17-18 June 14-15 Lectures: 8:30 a.m.
Total Hours of Instruction: 16 hours Tuition: $495 + HST Continuing Education Credits: 16 Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements. To register for seminars please call (416) 947-1922, for outside GTA call toll free at 1-800-565-0374 Foran Financial Institute is an independent supplier of educational services. Plogue Bidule Keygen Mac Os. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada, the Institute of Canadian Bankers, or any other industry organization.